Unclaimed Profile

Robert Cecil Alston

QUADCAP WEALTH MANAGEMENT, LLC·FRISCO, Texas

SIE, Series 4, Series 7, Series 24, Series 53, Series 55, Series 63, Series 6523 years registeredQUADCAP WEALTH MANAGEMENT, LLC

7790 MAIN STREET, FRISCO, TX 75033-4562CRD# 2480962Firm CRD# 151490

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Cecil Alston · FRISCO, TX

Registration

CRD #2480962 · QUADCAP WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

QUADCAP WEALTH MANAGEMENT, LLC

Oct 2015 – present

ADVISORS ASSET MANAGEMENT, INC.

Jul 2005 – Mar 2010

SAN DIEGO, CA

CHASE INVESTMENT SERVICES CORP.

Jul 2005 – Jul 2005

CHICAGO, IL

BANC ONE SECURITIES CORPORATION

Sep 2002 – Jul 2005

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 55

Series 63

Series 65

Registration record

First registered · September 30, 2002

Years registered · 23

Disclosure History

1994Civil Bond

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

QUADCAP WEALTH MANAGEMENT, LLC

CRD 151490 · SEC 801-79483

AUM

$770M

Regulatory assets under management

Employees

1,485 client accounts

Services offered by QUADCAP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUADCAP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Cecil Alston offer?

Robert Cecil Alston specializes in Financial Planning, Investment Management. Contact their office in FRISCO, Texas for a consultation.

What are Robert Cecil Alston's credentials?

Robert Cecil Alston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Cecil Alston located?

Robert Cecil Alston is based in FRISCO, Texas, working with QUADCAP WEALTH MANAGEMENT, LLC. Their office serves clients in the FRISCO metropolitan area and surrounding communities.

How does Robert Cecil Alston charge for services?

Robert Cecil Alston's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUADCAP WEALTH MANAGEMENT, LLC?

QUADCAP WEALTH MANAGEMENT, LLC has approximately 16 employees and manages $770M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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