Unclaimed Profile

Douglas Stephen Frazier

WESTERN RESEARCH AND MANAGEMENT, L.L.C.·FORT WORTH, Texas

Clean recordWESTERN RESEARCH AND MANAGEMENT, L.L.C.

3100 W SEVENTH STREET, FORT WORTH, TX 76107CRD# 4489733Firm CRD# 109509

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Stephen Frazier · FORT WORTH, TX

Registration

CRD #4489733 · WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Douglas Stephen Frazier is a registered financial advisor based in FORT WORTH, Texas, affiliated with WESTERN RESEARCH AND MANAGEMENT, L.L.C.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

AUM

$284M

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at WESTERN RESEARCH AND MANAGEMENT, L.L.C. →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4489733

Firm CRD# 109509

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Douglas Stephen Frazier offer?

Douglas Stephen Frazier specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in FORT WORTH, Texas for a consultation.

What are Douglas Stephen Frazier's credentials?

Douglas Stephen Frazier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Stephen Frazier located?

Douglas Stephen Frazier is based in FORT WORTH, Texas, working with WESTERN RESEARCH AND MANAGEMENT, L.L.C.. Their office serves clients in the FORT WORTH metropolitan area and surrounding communities.

How does Douglas Stephen Frazier charge for services?

Douglas Stephen Frazier's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN RESEARCH AND MANAGEMENT, L.L.C.?

WESTERN RESEARCH AND MANAGEMENT, L.L.C. is a registered investment adviser with the SEC, managing $284M in regulatory assets under management. See their Form ADV for full details.

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