Unclaimed Profile

Douglas Stephen Frazier

WESTERN RESEARCH AND MANAGEMENT, L.L.C.·FORT WORTH, Texas

SIE, Series 7, Series 24, Series 66, Series 79TO, Series 99TOClean record24 years registeredWESTERN RESEARCH AND MANAGEMENT, L.L.C.

3100 W SEVENTH STREET, FORT WORTH, TX 76107CRD# 4489733Firm CRD# 109509

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Stephen Frazier · FORT WORTH, TX

Registration

CRD #4489733 · WESTERN RESEARCH AND MANAGEMENT, L.L.C. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTERN RESEARCH AND MANAGEMENT, L.L.C.

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Aug 2002 – May 2019

FORT WORTH, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 79TO

Series 99TO

Registration record

First registered · August 6, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

CRD 109509 · SEC 802-116810

AUM

$284M

Regulatory assets under management

Services offered by WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at WESTERN RESEARCH AND MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Douglas Stephen Frazier offer?

Douglas Stephen Frazier specializes in Investment Management, Retirement Planning, Wealth Management.

What are Douglas Stephen Frazier's credentials?

Douglas Stephen Frazier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Stephen Frazier located?

Douglas Stephen Frazier is based in FORT WORTH, Texas, last registered with WESTERN RESEARCH AND MANAGEMENT, L.L.C..

How does Douglas Stephen Frazier charge for services?

Douglas Stephen Frazier's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN RESEARCH AND MANAGEMENT, L.L.C.?

WESTERN RESEARCH AND MANAGEMENT, L.L.C. is a registered investment adviser with the SEC, managing $284M in regulatory assets under management. See their Form ADV for full details.

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