Unclaimed Profile

James Arlen Davis

HELEN STEPHENS GROUP, LLC·FORT WORTH, Texas

SIE, Series 7, Series 63, Series 66CFPClean record8 years registeredHELEN STEPHENS GROUP, LLC

4200 S. HULEN ST., FORT WORTH, TX 76109CRD# 6545250Firm CRD# 159594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Arlen Davis · FORT WORTH, TX

Registration

CRD #6545250 · HELEN STEPHENS GROUP, LLC · 8 years registered

Brand Profile

Not yet started

Career History

ASPEN WEALTH MANAGEMENT, LLC

Jul 2021 – present

MILLS WEALTH ADVISORS, LLC

Apr 2020 – Jun 2021

SOUTHLAKE, TX

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Jun 2019

BOSTON, MA

STRATEGIC ADVISERS LLC

Mar 2018 – Jul 2018

WESTLAKE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · March 29, 2018

Years registered · 8

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HELEN STEPHENS GROUP, LLC

CRD 159594 · SEC 801-114243

AUM

$368M

Regulatory assets under management

Employees

897 client accounts

Services offered by HELEN STEPHENS GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HELEN STEPHENS GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Arlen Davis offer?

James Arlen Davis specializes in Financial Planning, Investment Management. Contact their office in FORT WORTH, Texas for a consultation.

What are James Arlen Davis's credentials?

James Arlen Davis holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Arlen Davis located?

James Arlen Davis is based in FORT WORTH, Texas, working with HELEN STEPHENS GROUP, LLC. Their office serves clients in the FORT WORTH metropolitan area and surrounding communities.

How does James Arlen Davis charge for services?

James Arlen Davis's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HELEN STEPHENS GROUP, LLC?

HELEN STEPHENS GROUP, LLC has approximately 9 employees and manages $368M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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