Unclaimed Profile

David Louis Neal

WHITLEY PENN FINANCIAL, L.L.P.·FORT WORTH, Texas

Series 7, Series 66Clean record24 years registeredWHITLEY PENN FINANCIAL, L.L.P.

1400 WEST 7TH STREET, SUITE 400, FORT WORTH, TX 76102CRD# 4087695Firm CRD# 145467

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Louis Neal · FORT WORTH, TX

Registration

CRD #4087695 · WHITLEY PENN FINANCIAL, L.L.P. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WHITLEY PENN FINANCIAL, L.L.P.

WHITLEY PENN FINANCIAL, L.L.P.

Apr 2008 – Aug 2016

FORT WORTH, TX

NFP SECURITIES, INC.

Jun 2005 – Mar 2008

FORT WORTH, TX

WHITLEY PENN FINANCIAL SERVICES, LLP

Jun 2002 – Dec 2004

FORT WORTH, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 13, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WPWEALTH LLP

CRD 145467 · SEC 801-68528

AUM

$873M

Regulatory assets under management

Employees

2,307 client accounts

Services offered by WPWEALTH LLP

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WPWEALTH LLP →

Introduction

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Frequently Asked Questions

What services does David Louis Neal offer?

David Louis Neal specializes in Financial Planning, Investment Management.

What are David Louis Neal's credentials?

David Louis Neal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Louis Neal located?

David Louis Neal is based in FORT WORTH, Texas, last registered with WHITLEY PENN FINANCIAL, L.L.P..

How does David Louis Neal charge for services?

David Louis Neal's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHITLEY PENN FINANCIAL, L.L.P.?

WHITLEY PENN FINANCIAL, L.L.P. has approximately 12 employees and manages $873M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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