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William Norman Thompson

HILLTOP SECURITIES INC.·DALLAS, Texas
SIE, Series 99HILLTOP SECURITIES INC.
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 2632089Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Norman Thompson · DALLAS, TX
Registration
CRD #2632089 · HILLTOP SECURITIES INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
HILLTOP SECURITIES INC.
CRD 6220 · SEC 801-55529
AUM
$1.9B
Regulatory assets under management
Employees
113
4,546 client accounts
Services offered by HILLTOP SECURITIES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HILLTOP SECURITIES INC. →
Introduction

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Frequently Asked Questions

What services does William Norman Thompson offer?
William Norman Thompson specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.
What are William Norman Thompson's credentials?
William Norman Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Norman Thompson located?
William Norman Thompson is based in DALLAS, Texas, working with HILLTOP SECURITIES INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does William Norman Thompson charge for services?
William Norman Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HILLTOP SECURITIES INC.?
HILLTOP SECURITIES INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HILLTOP SECURITIES INC.

Laura Bonnell Alexander
DALLAS, TX
Richard Henry Litton
DALLAS, TX
Daniel Roger Leland
DALLAS, TX
Maria Teresa Aguilera-Peon
DALLAS, TX
Robert Lincoln Nash
DALLAS, TX
Anthony Charles Berends
DALLAS, TX

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