Unclaimed Profile

William Norman Thompson

HILLTOP SECURITIES INC.·DALLAS, Texas

HILLTOP SECURITIES INC.

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 2632089Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Norman Thompson · DALLAS, TX

Registration

CRD #2632089 · HILLTOP SECURITIES INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

William Norman Thompson is a registered financial advisor based in DALLAS, Texas, affiliated with HILLTOP SECURITIES INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

HILLTOP SECURITIES INC.

AUM

$1.9B

Regulatory assets under management

Employees

113

Total firm employees

View all advisors at HILLTOP SECURITIES INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: 12B-1 FEES

Regulatory

SEC/IARD CRD# 2632089

Firm CRD# 6220

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does William Norman Thompson offer?

William Norman Thompson specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are William Norman Thompson's credentials?

William Norman Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Norman Thompson located?

William Norman Thompson is based in DALLAS, Texas, working with HILLTOP SECURITIES INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does William Norman Thompson charge for services?

William Norman Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HILLTOP SECURITIES INC.?

HILLTOP SECURITIES INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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