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Anthony Charles Berends

HILLTOP SECURITIES INC.·DALLAS, Texas
SIE, Series 7, Series 24, Series 27, Series 55, Series 57TO, Series 82TO, Series 99TOHILLTOP SECURITIES INC.
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 2268410Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Anthony Charles Berends · DALLAS, TX
Registration
CRD #2268410 · HILLTOP SECURITIES INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 27
Series 55
Series 57TO
Series 82TO
Series 99TO
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
HILLTOP SECURITIES INC.
CRD 6220 · SEC 801-55529
AUM
$1.9B
Regulatory assets under management
Employees
113
4,546 client accounts
Services offered by HILLTOP SECURITIES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HILLTOP SECURITIES INC. →
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04

Frequently Asked Questions

What services does Anthony Charles Berends offer?
Anthony Charles Berends specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.
What are Anthony Charles Berends's credentials?
Anthony Charles Berends is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Anthony Charles Berends located?
Anthony Charles Berends is based in DALLAS, Texas, working with HILLTOP SECURITIES INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Anthony Charles Berends charge for services?
Anthony Charles Berends's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HILLTOP SECURITIES INC.?
HILLTOP SECURITIES INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HILLTOP SECURITIES INC.

Laura Bonnell Alexander
DALLAS, TX
Richard Henry Litton
DALLAS, TX
Daniel Roger Leland
DALLAS, TX
Maria Teresa Aguilera-Peon
DALLAS, TX
Robert Lincoln Nash
DALLAS, TX
Henry Fayette Coble
DALLAS, TX

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