Unclaimed Profile

Richard Henry Litton

SOUTHWEST SECURITIES, INC.·DALLAS, Texas

SOUTHWEST SECURITIES, INC.

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 828837Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Henry Litton · DALLAS, TX

Registration

CRD #828837 · SOUTHWEST SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

11 disclosures on file · See FINRA BrokerCheck for full record

About

Richard Henry Litton is a registered financial advisor based in DALLAS, Texas, affiliated with SOUTHWEST SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

HILLTOP SECURITIES INC.

AUM

$1.9B

Regulatory assets under management

Employees

113

Total firm employees

View all advisors at HILLTOP SECURITIES INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: 12B-1 FEES

Regulatory

SEC/IARD CRD# 828837

Firm CRD# 6220

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Henry Litton offer?

Richard Henry Litton specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are Richard Henry Litton's credentials?

Richard Henry Litton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Henry Litton located?

Richard Henry Litton is based in DALLAS, Texas, working with SOUTHWEST SECURITIES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Richard Henry Litton charge for services?

Richard Henry Litton's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTHWEST SECURITIES, INC.?

SOUTHWEST SECURITIES, INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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