Unclaimed Profile

Richard Henry Litton

SOUTHWEST SECURITIES, INC.·DALLAS, Texas

SIE, Series 7Clean record9 years registeredSOUTHWEST SECURITIES, INC.

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 828837Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Henry Litton · DALLAS, TX

Registration

CRD #828837 · SOUTHWEST SECURITIES, INC. · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTHWEST SECURITIES, INC.

CYPRESS POINT WEALTH MANAGEMENT, LLC

Aug 2017 – Jul 2019

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Registration record

First registered · August 7, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HILLTOP SECURITIES INC.

CRD 6220 · SEC 801-55529

AUM

$1.9B

Regulatory assets under management

Employees

113

4,546 client accounts

Services offered by HILLTOP SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HILLTOP SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Richard Henry Litton offer?

Richard Henry Litton specializes in Financial Planning, Investment Management.

What are Richard Henry Litton's credentials?

Richard Henry Litton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Henry Litton located?

Richard Henry Litton is based in DALLAS, Texas, last registered with SOUTHWEST SECURITIES, INC..

How does Richard Henry Litton charge for services?

Richard Henry Litton's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTHWEST SECURITIES, INC.?

SOUTHWEST SECURITIES, INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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