Unclaimed Profile

Shirley Ann Ogden

LEE FINANCIAL CORP·DALLAS, Texas

Clean record26 years registeredLEE FINANCIAL CORP

12222 MERIT DRIVE, DALLAS, TX 75251-2261CRD# 4531412Firm CRD# 105910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shirley Ann Ogden · DALLAS, TX

Registration

CRD #4531412 · LEE FINANCIAL CORP · 26 years registered

Brand Profile

Not yet started

Career History

LEE FINANCIAL COMPANY, LLC

May 2000 – present

Registrations & Exams

Registration record

First registered · May 3, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEE FINANCIAL COMPANY, LLC

CRD 105910 · SEC 801-10722

AUM

$1.3B

Regulatory assets under management

Employees

1,643 client accounts

Services offered by LEE FINANCIAL COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LEE FINANCIAL COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Shirley Ann Ogden offer?

Shirley Ann Ogden specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are Shirley Ann Ogden's credentials?

Shirley Ann Ogden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shirley Ann Ogden located?

Shirley Ann Ogden is based in DALLAS, Texas, working with LEE FINANCIAL CORP. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Shirley Ann Ogden charge for services?

Shirley Ann Ogden's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEE FINANCIAL CORP?

LEE FINANCIAL CORP has approximately 36 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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