Unclaimed Profile

Dana Lynn Pingenot

LEE FINANCIAL COMPANY, LLC·DALLAS, Texas

Series 65Clean record26 years registeredLEE FINANCIAL COMPANY, LLC

8350 N. CENTRAL EXPRESSWAY, DALLAS, TX 75206CRD# 2827515Firm CRD# 105910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dana Lynn Pingenot · DALLAS, TX

Registration

CRD #2827515 · LEE FINANCIAL COMPANY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

CORIENT

Nov 2022 – present

RGT WEALTH ADVISORS

Mar 2020 – Mar 2023

DALLAS, TX

LEE FINANCIAL COMPANY, LLC

Mar 2000 – Feb 2020

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 8, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEE FINANCIAL COMPANY, LLC

CRD 105910 · SEC 801-10722

AUM

$1.3B

Regulatory assets under management

Employees

1,643 client accounts

Services offered by LEE FINANCIAL COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LEE FINANCIAL COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Dana Lynn Pingenot offer?

Dana Lynn Pingenot specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are Dana Lynn Pingenot's credentials?

Dana Lynn Pingenot is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dana Lynn Pingenot located?

Dana Lynn Pingenot is based in DALLAS, Texas, working with LEE FINANCIAL COMPANY, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Dana Lynn Pingenot charge for services?

Dana Lynn Pingenot's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEE FINANCIAL COMPANY, LLC?

LEE FINANCIAL COMPANY, LLC has approximately 36 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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