Unclaimed Profile

Daniel Scott Peters

LEE FINANCIAL COMPANY, LLC·DALLAS, Texas

Series 7, Series 24, Series 31, Series 63, Series 65Clean record22 years registeredLEE FINANCIAL COMPANY, LLC

8350 N. CENTRAL EXPRESSWAY, DALLAS, TX 75206CRD# 2208921Firm CRD# 105910

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Scott Peters · DALLAS, TX

Registration

CRD #2208921 · LEE FINANCIAL COMPANY, LLC · 22 years registered

Brand Profile

Not yet started

Career History

LEE FINANCIAL COMPANY, LLC

Jul 2009 – present

JPMORGAN ASSET MANAGEMENT

Jan 2006 – Jan 2009

NEW YORK, NY

JPMORGAN ASSET MANAGEMENT

Jun 2005 – Dec 2005

COLUMBUS, OH

JPMORGAN FLEMING ASSET MANAGEMENT

Aug 2004 – Jan 2005

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · August 4, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEE FINANCIAL COMPANY, LLC

CRD 105910 · SEC 801-10722

AUM

$1.3B

Regulatory assets under management

Employees

1,643 client accounts

Services offered by LEE FINANCIAL COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LEE FINANCIAL COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Scott Peters offer?

Daniel Scott Peters specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are Daniel Scott Peters's credentials?

Daniel Scott Peters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Scott Peters located?

Daniel Scott Peters is based in DALLAS, Texas, working with LEE FINANCIAL COMPANY, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Daniel Scott Peters charge for services?

Daniel Scott Peters's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEE FINANCIAL COMPANY, LLC?

LEE FINANCIAL COMPANY, LLC has approximately 36 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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