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Paul David Vinton

SOUTHWEST SECURITIES, INC.·DALLAS, Texas
SOUTHWEST SECURITIES, INC.
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 454974Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul David Vinton · DALLAS, TX
Registration
CRD #454974 · SOUTHWEST SECURITIES, INC.
Brand Profile
Not yet started
Disclosure history
11 disclosures on file · See FINRA BrokerCheck for full record
01

About

Paul David Vinton is a registered financial advisor based in DALLAS, Texas, affiliated with SOUTHWEST SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
HILLTOP SECURITIES INC.
HILLTOP SECURITIES INC.
AUM
$1.9B
Regulatory assets under management
Employees
113
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: 12B-1 FEES
Regulatory
SEC/IARD CRD# 454974
Firm CRD# 6220
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Paul David Vinton offer?
Paul David Vinton specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.
What are Paul David Vinton's credentials?
Paul David Vinton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul David Vinton located?
Paul David Vinton is based in DALLAS, Texas, working with SOUTHWEST SECURITIES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Paul David Vinton charge for services?
Paul David Vinton's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUTHWEST SECURITIES, INC.?
SOUTHWEST SECURITIES, INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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