Unclaimed Profile

Doreen Marie Fisher

HILLTOP SECURITIES INC.·DALLAS, Texas

SIE, Series 7, Series 7TO, Series 50, Series 53, Series 54, Series 63, Series 66Clean record31 years registeredHILLTOP SECURITIES INC.

1201 ELM STREET, SUITE 3500, DALLAS, TX 75270CRD# 1261585Firm CRD# 6220

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Doreen Marie Fisher · DALLAS, TX

Registration

CRD #1261585 · HILLTOP SECURITIES INC. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

Sep 2012 – Nov 2020

DALLAS, TX

UBS FINANCIAL SERVICES INC.

Sep 2009 – Sep 2012

DALLAS, TX

EDWARD JONES

Apr 2009 – Sep 2009

MESQUITE, TX

UBS FINANCIAL SERVICES INC.

Sep 1994 – Jan 2006

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 50

Series 53

Series 54

Series 63

Series 66

Registration record

First registered · September 29, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HILLTOP SECURITIES INC.

CRD 6220 · SEC 801-55529

AUM

$1.9B

Regulatory assets under management

Employees

113

4,546 client accounts

Services offered by HILLTOP SECURITIES INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HILLTOP SECURITIES INC. →

Introduction

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Frequently Asked Questions

What services does Doreen Marie Fisher offer?

Doreen Marie Fisher specializes in Financial Planning, Investment Management.

What are Doreen Marie Fisher's credentials?

Doreen Marie Fisher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Doreen Marie Fisher located?

Doreen Marie Fisher is based in DALLAS, Texas, last registered with HILLTOP SECURITIES INC..

How does Doreen Marie Fisher charge for services?

Doreen Marie Fisher's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HILLTOP SECURITIES INC.?

HILLTOP SECURITIES INC. has approximately 113 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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