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Benjamin Kenneth Friedman

CAPROCK CAPITAL, LLC·DALLAS, Texas
Unclaimed Profile
17480 DALLAS PARKWAY, DALLAS, TX 75287CRD# 5108746Firm CRD# 142433
01

About

Benjamin Kenneth Friedman is a registered financial advisor based in DALLAS, Texas, affiliated with CAPROCK CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
CAPROCK CAPITAL, LLC
CAPROCK CAPITAL, LLC
AUM
$1M
Regulatory assets under management
Employees
3
Total firm employees
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5108746
Firm CRD# 142433
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Benjamin Kenneth Friedman offer?
Benjamin Kenneth Friedman specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DALLAS, Texas for a consultation.
What are Benjamin Kenneth Friedman's credentials?
Benjamin Kenneth Friedman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Kenneth Friedman located?
Benjamin Kenneth Friedman is based in DALLAS, Texas, working with CAPROCK CAPITAL, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Benjamin Kenneth Friedman charge for services?
Benjamin Kenneth Friedman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPROCK CAPITAL, LLC?
CAPROCK CAPITAL, LLC has approximately 3 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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