Unclaimed Profile

Robert G Smith

SAGE ADVISORY SERVICES LTD CO·AUSTIN, Texas

Series 7, Series 65Clean record29 years registeredSAGE ADVISORY SERVICES LTD CO

5900 SOUTHWEST PARKWAY, AUSTIN, TX 78735-6202CRD# 1276003Firm CRD# 106236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert G Smith · AUSTIN, TX

Registration

CRD #1276003 · SAGE ADVISORY SERVICES LTD CO · 29 years registered

Brand Profile

Not yet started

Career History

SAGE ADVISORY SERVICES LTD CO

Apr 1997 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Registration record

First registered · April 2, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE ADVISORY SERVICES LTD CO

CRD 106236 · SEC 801-52937

AUM

$22.7B

Regulatory assets under management

Employees

8,128 client accounts

Services offered by SAGE ADVISORY SERVICES LTD CO

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SAGE ADVISORY SERVICES LTD CO →

Introduction

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Frequently Asked Questions

What services does Robert G Smith offer?

Robert G Smith specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Robert G Smith's credentials?

Robert G Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert G Smith located?

Robert G Smith is based in AUSTIN, Texas, working with SAGE ADVISORY SERVICES LTD CO. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Robert G Smith charge for services?

Robert G Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE ADVISORY SERVICES LTD CO?

SAGE ADVISORY SERVICES LTD CO has approximately 53 employees and manages $22.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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