Unclaimed Profile

Michael David Walton

SAGE ADVISORY SERVICES LTD CO·AUSTIN, Texas

Series 6, Series 7, Series 24, Series 26, Series 63, Series 65Clean record21 years registeredSAGE ADVISORY SERVICES LTD CO

5900 SOUTHWEST PARKWAY, AUSTIN, TX 78735-6202CRD# 2805516Firm CRD# 106236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Walton · AUSTIN, TX

Registration

CRD #2805516 · SAGE ADVISORY SERVICES LTD CO · 21 years registered

Brand Profile

Not yet started

Career History

SAGE ADVISORY SERVICES LTD CO

Feb 2010 – present

BROKERSXPRESS LLC

Mar 2009 – Jan 2010

HOUSTON, TX

USF ADVISORS, LLC

Aug 2007 – Mar 2009

HOUSTON, TX

AIM PRIVATE ASSET MANAGEMENT

Jun 2005 – Aug 2007

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 26

Series 63

Series 65

Registration record

First registered · June 30, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE ADVISORY SERVICES LTD CO

CRD 106236 · SEC 801-52937

AUM

$22.7B

Regulatory assets under management

Employees

8,128 client accounts

Services offered by SAGE ADVISORY SERVICES LTD CO

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SAGE ADVISORY SERVICES LTD CO →

Introduction

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Frequently Asked Questions

What services does Michael David Walton offer?

Michael David Walton specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Michael David Walton's credentials?

Michael David Walton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael David Walton located?

Michael David Walton is based in AUSTIN, Texas, working with SAGE ADVISORY SERVICES LTD CO. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Michael David Walton charge for services?

Michael David Walton's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE ADVISORY SERVICES LTD CO?

SAGE ADVISORY SERVICES LTD CO has approximately 53 employees and manages $22.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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