Unclaimed Profile

Richard Brent Williams

SAGE ADVISORY SERVICES LTD CO·AUSTIN, Texas

Series 7, Series 28, Series 63, Series 65Clean record23 years registeredSAGE ADVISORY SERVICES LTD CO

5900 SOUTHWEST PARKWAY, AUSTIN, TX 78735-6202CRD# 2703540Firm CRD# 106236

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Brent Williams · AUSTIN, TX

Registration

CRD #2703540 · SAGE ADVISORY SERVICES LTD CO · 23 years registered

Brand Profile

Not yet started

Career History

SANCTUARY ADVISORS, LLC

Jan 2021 – present

NORTHVIEW ASSET MANAGEMENT, LLC

Feb 2014 – Jan 2021

AUSTIN, TX

SAGE ADVISORY SERVICES LTD CO

Oct 2002 – Jul 2013

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 28

Series 63

Series 65

Registration record

First registered · October 24, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAGE ADVISORY SERVICES LTD CO

CRD 106236 · SEC 801-52937

AUM

$22.7B

Regulatory assets under management

Employees

8,128 client accounts

Services offered by SAGE ADVISORY SERVICES LTD CO

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SAGE ADVISORY SERVICES LTD CO →

Introduction

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Frequently Asked Questions

What services does Richard Brent Williams offer?

Richard Brent Williams specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Richard Brent Williams's credentials?

Richard Brent Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Brent Williams located?

Richard Brent Williams is based in AUSTIN, Texas, working with SAGE ADVISORY SERVICES LTD CO. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Richard Brent Williams charge for services?

Richard Brent Williams's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAGE ADVISORY SERVICES LTD CO?

SAGE ADVISORY SERVICES LTD CO has approximately 53 employees and manages $22.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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