AdvisorOS Directory
Claim Profile
Unclaimed Profile
NS

Nicholas Lew Swyka

ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC·AUSTIN, Texas
SIE, Series 24, Series 62, Series 63Clean recordENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
6300 BEE CAVES RD, AUSTIN, TX 78746-5840CRD# 1921309Firm CRD# 148186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Lew Swyka · AUSTIN, TX
Registration
CRD #1921309 · ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 24
Series 62
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
CRD 148186 · SEC 801-69563
AUM
$37M
Regulatory assets under management
Employees
3
10 client accounts
Services offered by ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC →
Introduction

Speak with Nicholas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Nicholas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in AUSTIN?

Browse all registered financial advisors in AUSTIN, Texas or claim this profile if it's yours.

Browse AUSTIN AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Nicholas Lew Swyka offer?
Nicholas Lew Swyka specializes in Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.
What are Nicholas Lew Swyka's credentials?
Nicholas Lew Swyka is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Lew Swyka located?
Nicholas Lew Swyka is based in AUSTIN, Texas, working with ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Nicholas Lew Swyka charge for services?
Nicholas Lew Swyka's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC?
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC

Scott Bayley Gill
MANDEVILLE, LA
Frederick William Charlton
AUSTIN, TX
John M Crain
MANDEVILLE, LA
The Estate Of Michael Evans Frazier
MANDEVILLE, LA

More Advisors in AUSTIN, Texas

Robert Stirling Phipps
PER STIRLING CAPITAL MANAGEMENT, LLC·AUSTIN, TX
David Gordon Corrie
MAQRO ADVISORS LLC·AUSTIN, TX
Gary Scott Whitworth
WM CAPITAL PARTNERS, LLC·AUSTIN, TX
John Norman Dowling
BARES CAPITAL MANAGEMENT, INC.·AUSTIN, TX
Komson Silapachai
SAGE ADVISORY SERVICES LTD CO·AUSTIN, TX
Juan A Marquez
COMUNIDAD FUND I MANAGER, LLC·AUSTIN, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (832)HOUSTON (806)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)SOUTHLAKE (29)
City Guides
DALLAS GuideHOUSTON GuideSAN ANTONIO GuideFORT WORTH GuidePLANO Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile