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The Estate Of Michael Evans Frazier

ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC·MANDEVILLE, Louisiana
SIE, Series 000, Series 1, Series 7, Series 24, Series 63Clean record33 years registeredENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
830 WEST CAUSEWAY APPROACH, MANDEVILLE, LA 70471CRD# 213341Firm CRD# 148186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
The Estate Of Michael Evans Frazier · MANDEVILLE, LA
Registration
CRD #213341 · ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC · 33 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
SIMMONS & COMPANY INTERNATIONAL
Jan 1993Dec 2008
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 000
Series 1
Series 7
Series 24
Series 63
Registration record
First registered · January 25, 1993
Years registered · 33
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
CRD 148186 · SEC 801-69563
AUM
$37M
Regulatory assets under management
Employees
3
10 client accounts
Services offered by ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does The Estate Of Michael Evans Frazier offer?
The Estate Of Michael Evans Frazier specializes in Investment Management, Wealth Management.
What are The Estate Of Michael Evans Frazier's credentials?
The Estate Of Michael Evans Frazier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is The Estate Of Michael Evans Frazier located?
The Estate Of Michael Evans Frazier is based in MANDEVILLE, Louisiana, last registered with ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC.
How does The Estate Of Michael Evans Frazier charge for services?
The Estate Of Michael Evans Frazier's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC?
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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