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Frederick William Charlton

ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC·AUSTIN, Texas
SIE, Series 24, Series 62, Series 63, Series 79TOClean recordENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
6300 BEE CAVES RD, AUSTIN, TX 78746-5840CRD# 2138543Firm CRD# 148186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Frederick William Charlton · AUSTIN, TX
Registration
CRD #2138543 · ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 24
Series 62
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
CRD 148186 · SEC 801-69563
AUM
$37M
Regulatory assets under management
Employees
3
10 client accounts
Services offered by ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Frederick William Charlton offer?
Frederick William Charlton specializes in Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.
What are Frederick William Charlton's credentials?
Frederick William Charlton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frederick William Charlton located?
Frederick William Charlton is based in AUSTIN, Texas, working with ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Frederick William Charlton charge for services?
Frederick William Charlton's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC?
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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