Unclaimed Profile

Eduardo Valle

RIVERSTONE WEALTH MANAGEMENT·AUSTIN, Texas

SIE, Series 7, Series 28, Series 63, Series 6525 years registeredRIVERSTONE WEALTH MANAGEMENT

7801 CAPITAL OF TEXAS HWY, AUSTIN, TX 78731CRD# 4312228Firm CRD# 40418

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eduardo Valle · AUSTIN, TX

Registration

CRD #4312228 · RIVERSTONE WEALTH MANAGEMENT · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RIVERSTONE WEALTH MANAGEMENT

CARY STREET PARTNERS

Dec 2013 – Jan 2016

AUSTIN, TX

RIVERSTONE WEALTH MANAGEMENT

May 2005 – Dec 2013

AUSTIN, TX

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Nov 2002 – May 2005

AUSTIN, TX

PRUDENTIAL SECURITIES INCORPORATED

Feb 2001 – Nov 2002

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 28

Series 63

Series 65

Registration record

First registered · February 2, 2001

Years registered · 25

Disclosure History

2014Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RIVERSTONE WEALTH MANAGEMENT

CRD 40418 · SEC 801-63700

AUM

$380M

Regulatory assets under management

Employees

2,732 client accounts

Services offered by RIVERSTONE WEALTH MANAGEMENT

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RIVERSTONE WEALTH MANAGEMENT →

Introduction

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Frequently Asked Questions

What services does Eduardo Valle offer?

Eduardo Valle specializes in Financial Planning, Investment Management, Wealth Management.

What are Eduardo Valle's credentials?

Eduardo Valle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eduardo Valle located?

Eduardo Valle is based in AUSTIN, Texas, last registered with RIVERSTONE WEALTH MANAGEMENT.

How does Eduardo Valle charge for services?

Eduardo Valle's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIVERSTONE WEALTH MANAGEMENT?

RIVERSTONE WEALTH MANAGEMENT has approximately 23 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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