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Kathleen Mallari

RIVERSTONE WEALTH MANAGEMENT·AUSTIN, Texas
SIE, Series 7, Series 28, Series 99TOClean recordRIVERSTONE WEALTH MANAGEMENT
7801 CAPITAL OF TEXAS HWY, AUSTIN, TX 78731CRD# 5932551Firm CRD# 40418

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Mallari · AUSTIN, TX
Registration
CRD #5932551 · RIVERSTONE WEALTH MANAGEMENT
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 28
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RIVERSTONE WEALTH MANAGEMENT
CRD 40418 · SEC 801-63700
AUM
$380M
Regulatory assets under management
Employees
23
2,732 client accounts
Services offered by RIVERSTONE WEALTH MANAGEMENT
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RIVERSTONE WEALTH MANAGEMENT →
Introduction

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Frequently Asked Questions

What services does Kathleen Mallari offer?
Kathleen Mallari specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.
What are Kathleen Mallari's credentials?
Kathleen Mallari is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Mallari located?
Kathleen Mallari is based in AUSTIN, Texas, working with RIVERSTONE WEALTH MANAGEMENT. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Kathleen Mallari charge for services?
Kathleen Mallari's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVERSTONE WEALTH MANAGEMENT?
RIVERSTONE WEALTH MANAGEMENT has approximately 23 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIVERSTONE WEALTH MANAGEMENT

Eduardo Valle
AUSTIN, TX
Thomas Duane Faught
AUSTIN, TX
ChFC
Torry Christian Scott
AUSTIN, TX
Paul Kevin Sr Gautier
AUSTIN, TX

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Research
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