Unclaimed Profile

Richard Kevin Dion

PLACEMARK INVESTMENTS, INC.·ADDISON, Texas

Series 6, Series 7, Series 24, Series 63, Series 65Clean record22 years registeredPLACEMARK INVESTMENTS, INC.

16633 DALLAS PARKWAY, ADDISON, TX 75001CRD# 1347453Firm CRD# 114680

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Kevin Dion · ADDISON, TX

Registration

CRD #1347453 · PLACEMARK INVESTMENTS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PLACEMARK INVESTMENTS, INC.

ENVESTNET | PMC

Apr 2015 – Dec 2016

BOSTON, MA

PLACEMARK INVESTMENTS, INC.

Sep 2003 – Dec 2014

WELLESLEY, MA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 12, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLACEMARK INVESTMENTS, INC.

CRD 114680 · SEC 801-60471

AUM

$15.7B

Regulatory assets under management

Employees

100

45,139 client accounts

Services offered by PLACEMARK INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PLACEMARK INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Kevin Dion offer?

Richard Kevin Dion specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Richard Kevin Dion's credentials?

Richard Kevin Dion is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Kevin Dion located?

Richard Kevin Dion is based in ADDISON, Texas, last registered with PLACEMARK INVESTMENTS, INC..

How does Richard Kevin Dion charge for services?

Richard Kevin Dion's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLACEMARK INVESTMENTS, INC.?

PLACEMARK INVESTMENTS, INC. has approximately 100 employees and manages $15.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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