Unclaimed Profile

James Kevin Johnston

FINANCIAL RESOURCE MANAGEMENT, INC.·MEMPHIS, Tennessee

SIE, Series 6, Series 7, Series 24, Series 31, Series 63, Series 65, Series 79TOClean record22 years registeredFINANCIAL RESOURCE MANAGEMENT, INC.

775 RIDGE LAKE BLVD, MEMPHIS, TN 38120CRD# 1689783Firm CRD# 148305

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Kevin Johnston · MEMPHIS, TN

Registration

CRD #1689783 · FINANCIAL RESOURCE MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

ARETE WEALTH ADVISORS, LLC

Jan 2023 – present

ARETE WEALTH MANAGEMENT, LLC

Jan 2009 – present

FINANCIAL RESOURCE MANAGEMENT, INC.

Oct 2008 – Dec 2022

MEMPHIS, TN

PRIVATE CONSULTING GROUP, INC.

May 2004 – Dec 2008

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 31

Series 63

Series 65

Series 79TO

Registration record

First registered · May 21, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL RESOURCE MANAGEMENT, INC.

CRD 148305 · SEC 801-69630

AUM

$76M

Regulatory assets under management

Employees

568 client accounts

Services offered by FINANCIAL RESOURCE MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL RESOURCE MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does James Kevin Johnston offer?

James Kevin Johnston specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.

What are James Kevin Johnston's credentials?

James Kevin Johnston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Kevin Johnston located?

James Kevin Johnston is based in MEMPHIS, Tennessee, working with FINANCIAL RESOURCE MANAGEMENT, INC.. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does James Kevin Johnston charge for services?

James Kevin Johnston's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL RESOURCE MANAGEMENT, INC.?

FINANCIAL RESOURCE MANAGEMENT, INC. has approximately 6 employees and manages $76M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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