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David Sewall Waddell

WADDELL & ASSOCIATES, LLC·MEMPHIS, Tennessee
Series 7, Series 63Clean record22 years registeredWADDELL & ASSOCIATES, LLC
5188 WHEELIS DRIVE, MEMPHIS, TN 38117CRD# 2682170Firm CRD# 283723

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Sewall Waddell · MEMPHIS, TN
Registration
CRD #2682170 · WADDELL & ASSOCIATES, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

WADDELL & ASSOCIATES, LLC
May 2016 – present
IRONHORSE CAPITAL LLC
Sep 2009 – Jan 2016
NASHVILLE, TN
WADDELL & ASSOCIATES INC
Feb 2004 – May 2016
MEMPHIS, TN
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · February 23, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WADDELL & ASSOCIATES, LLC
CRD 283723 · SEC 801-107784
AUM
$1.3B
Regulatory assets under management
Employees
20
2,764 client accounts
Services offered by WADDELL & ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WADDELL & ASSOCIATES, LLC →
Introduction

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05

Frequently Asked Questions

What services does David Sewall Waddell offer?
David Sewall Waddell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.
What are David Sewall Waddell's credentials?
David Sewall Waddell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Sewall Waddell located?
David Sewall Waddell is based in MEMPHIS, Tennessee, working with WADDELL & ASSOCIATES, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.
How does David Sewall Waddell charge for services?
David Sewall Waddell's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing with frs and on elibible credit and cash managem. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WADDELL & ASSOCIATES, LLC?
WADDELL & ASSOCIATES, LLC has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WADDELL & ASSOCIATES, LLC

Perry Jenkins Green
MEMPHIS, TN
Tara Lynn Meeks
MEMPHIS, TN
Sean Embry Gould
MEMPHIS, TN

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Research
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