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David Lee Thompson

HIGHLAND CAPITAL MANAGEMENT, LLC·MEMPHIS, Tennessee
Clean record22 years registeredHIGHLAND CAPITAL MANAGEMENT, LLC
850 RIDGE LAKE BLVD, MEMPHIS, TN 38120CRD# 4344729Firm CRD# 104842

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Lee Thompson · MEMPHIS, TN
Registration
CRD #4344729 · HIGHLAND CAPITAL MANAGEMENT, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

HIGHLAND CAPITAL MANAGEMENT, LLC
Mar 2004 – present
02

Registrations & Exams

Registration record
First registered · March 22, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HIGHLAND CAPITAL MANAGEMENT, LLC
CRD 104842 · SEC 801-8762
AUM
$3.4B
Regulatory assets under management
Employees
19
1,038 client accounts
Services offered by HIGHLAND CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HIGHLAND CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does David Lee Thompson offer?
David Lee Thompson specializes in Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.
What are David Lee Thompson's credentials?
David Lee Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Lee Thompson located?
David Lee Thompson is based in MEMPHIS, Tennessee, working with HIGHLAND CAPITAL MANAGEMENT, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.
How does David Lee Thompson charge for services?
David Lee Thompson's firm is compensated through percentage of aum, performance-based fees, other: subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGHLAND CAPITAL MANAGEMENT, LLC?
HIGHLAND CAPITAL MANAGEMENT, LLC has approximately 19 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HIGHLAND CAPITAL MANAGEMENT, LLC

Steven Michael Stack
MEMPHIS, TN
Steven Wishnia
MEMPHIS, TN

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