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Christopher Thomas Whitman

WORTHINGTON CAPITAL MANAGEMENT, LLC·MEMPHIS, Tennessee
SIE, Series 3, Series 7, Series 24, Series 63Clean recordWORTHINGTON CAPITAL MANAGEMENT, LLC
6075 POPLAR AVENUE, MEMPHIS, TN 38119CRD# 1915310Firm CRD# 305391

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Thomas Whitman · MEMPHIS, TN
Registration
CRD #1915310 · WORTHINGTON CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WORTHINGTON CAPITAL MANAGEMENT, LLC
CRD 305391 · SEC 801-118893
AUM
$31M
Regulatory assets under management
Employees
3
2 client accounts
Services offered by WORTHINGTON CAPITAL MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at WORTHINGTON CAPITAL MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Christopher Thomas Whitman offer?
Christopher Thomas Whitman specializes in Retirement Planning. Contact their office in MEMPHIS, Tennessee for a consultation.
What are Christopher Thomas Whitman's credentials?
Christopher Thomas Whitman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Thomas Whitman located?
Christopher Thomas Whitman is based in MEMPHIS, Tennessee, working with WORTHINGTON CAPITAL MANAGEMENT, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.
How does Christopher Thomas Whitman charge for services?
Christopher Thomas Whitman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WORTHINGTON CAPITAL MANAGEMENT, LLC?
WORTHINGTON CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $31M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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