Unclaimed Profile

Cathy Ann Simmons

LEGACY WEALTH MANAGEMENT INC·MEMPHIS, Tennessee

Series 7, Series 63, Series 65Clean record22 years registeredLEGACY WEALTH MANAGEMENT INC

1715 AARON BRENNER DR., MEMPHIS, TN 38120-1443CRD# 2199965Firm CRD# 108619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cathy Ann Simmons · MEMPHIS, TN

Registration

CRD #2199965 · LEGACY WEALTH MANAGEMENT INC · 22 years registered

Brand Profile

Not yet started

Career History

LEGACY WEALTH MANAGEMENT, LLC

Apr 2004 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 1, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY WEALTH MANAGEMENT INC

CRD 108619 · SEC 801-18073

AUM

$2.1B

Regulatory assets under management

Employees

4,258 client accounts

Services offered by LEGACY WEALTH MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEGACY WEALTH MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Cathy Ann Simmons offer?

Cathy Ann Simmons specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.

What are Cathy Ann Simmons's credentials?

Cathy Ann Simmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cathy Ann Simmons located?

Cathy Ann Simmons is based in MEMPHIS, Tennessee, working with LEGACY WEALTH MANAGEMENT INC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does Cathy Ann Simmons charge for services?

Cathy Ann Simmons's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY WEALTH MANAGEMENT INC?

LEGACY WEALTH MANAGEMENT INC has approximately 21 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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