Unclaimed Profile

Heath James Smargiasso

SSN ADVISORY, INC.·KNOXVILLE, Tennessee

SIE, Series 7, Series 24, Series 63, Series 65Clean record22 years registeredSSN ADVISORY, INC.

9729 COGDILL ROAD, KNOXVILLE, TN 37932CRD# 2830963Firm CRD# 126090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Heath James Smargiasso · KNOXVILLE, TN

Registration

CRD #2830963 · SSN ADVISORY, INC. · 22 years registered

Brand Profile

Not yet started

Career History

VALMARK ADVISERS, INC.

Dec 2020 – present

VALMARK SECURITIES, INC.

Dec 2020 – present

SECURITIES AMERICA ADVISORS, INC.

Sep 2020 – Dec 2020

La Vista, NE

SSN ADVISORY, INC.

Jun 2017 – Sep 2020

Knoxville, TN

EDGETECH ANALYTICS, LLC

Aug 2015 – Jul 2016

AKRON, OH

SCOFIELD & COMPANY, LLC

Feb 2005 – Jul 2016

AKRON, OH

SSN ADVISORY, INC.

Feb 2004 – Feb 2005

AKRON, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SSN ADVISORY, INC.

CRD 126090 · SEC 801-61989

AUM

$2.4B

Regulatory assets under management

Employees

241

13,989 client accounts

Services offered by SSN ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SSN ADVISORY, INC. →

Introduction

Speak with Heath

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Heath is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in KNOXVILLE?

Browse all registered financial advisors in KNOXVILLE, Tennessee or claim this profile if it's yours.

Browse KNOXVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Heath James Smargiasso offer?

Heath James Smargiasso specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KNOXVILLE, Tennessee for a consultation.

What are Heath James Smargiasso's credentials?

Heath James Smargiasso is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Heath James Smargiasso located?

Heath James Smargiasso is based in KNOXVILLE, Tennessee, working with SSN ADVISORY, INC.. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.

How does Heath James Smargiasso charge for services?

Heath James Smargiasso's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SSN ADVISORY, INC.?

SSN ADVISORY, INC. has approximately 241 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →