Unclaimed Profile

Ronald Thomas Klimas

SSN ADVISORY, INC.·KNOXVILLE, Tennessee

SIE, Series 4, Series 7, Series 14, Series 24, Series 63, Series 65, Series 99TO22 years registeredSSN ADVISORY, INC.

9729 COGDILL ROAD, KNOXVILLE, TN 37932CRD# 2321602Firm CRD# 126090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Thomas Klimas · KNOXVILLE, TN

Registration

CRD #2321602 · SSN ADVISORY, INC. · 22 years registered

Brand Profile

Not yet started

Career History

OSAIC ADVISORY SERVICES, LLC

Nov 2024 – present

OSAIC WEALTH, INC.

Jun 2024 – present

ARBOR POINT ADVISORS

Feb 2022 – Nov 2024

KNOXVILLE, TN

SECURITIES AMERICA ADVISORS, INC.

Sep 2020 – Mar 2022

Knoxville, TN

SSN ADVISORY, INC.

Jan 2004 – Sep 2020

KNOXVILLE, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 30, 2004

Years registered · 22

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SSN ADVISORY, INC.

CRD 126090 · SEC 801-61989

AUM

$2.4B

Regulatory assets under management

Employees

241

13,989 client accounts

Services offered by SSN ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SSN ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Thomas Klimas offer?

Ronald Thomas Klimas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KNOXVILLE, Tennessee for a consultation.

What are Ronald Thomas Klimas's credentials?

Ronald Thomas Klimas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Thomas Klimas located?

Ronald Thomas Klimas is based in KNOXVILLE, Tennessee, working with SSN ADVISORY, INC.. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.

How does Ronald Thomas Klimas charge for services?

Ronald Thomas Klimas's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SSN ADVISORY, INC.?

SSN ADVISORY, INC. has approximately 241 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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