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Richard Ira Zivi

NBZ INVESTMENT ADVISORS, LLC·KNOXVILLE, Tennessee
Clean record22 years registeredNBZ INVESTMENT ADVISORS, LLC
6322 DEANE HILL DRIVE, KNOXVILLE, TN 37919CRD# 4602508Firm CRD# 123902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Ira Zivi · KNOXVILLE, TN
Registration
CRD #4602508 · NBZ INVESTMENT ADVISORS, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

NBZ INVESTMENT ADVISORS, LLC
Feb 2004 – present
02

Registrations & Exams

Registration record
First registered · February 17, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NBZ INVESTMENT ADVISORS, LLC
CRD 123902 · SEC 801-62087
AUM
$322M
Regulatory assets under management
Employees
7
447 client accounts
Services offered by NBZ INVESTMENT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NBZ INVESTMENT ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Richard Ira Zivi offer?
Richard Ira Zivi specializes in Financial Planning, Investment Management. Contact their office in KNOXVILLE, Tennessee for a consultation.
What are Richard Ira Zivi's credentials?
Richard Ira Zivi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Ira Zivi located?
Richard Ira Zivi is based in KNOXVILLE, Tennessee, working with NBZ INVESTMENT ADVISORS, LLC. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.
How does Richard Ira Zivi charge for services?
Richard Ira Zivi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NBZ INVESTMENT ADVISORS, LLC?
NBZ INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $322M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NBZ INVESTMENT ADVISORS, LLC

Lucinda Jensen Segers
KNOXVILLE, TN
Jeffrey Halver Novinger
KNOXVILLE, TN

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