Unclaimed Profile

Richard Ira Zivi

NBZ INVESTMENT ADVISORS, LLC·KNOXVILLE, Tennessee

Clean recordNBZ INVESTMENT ADVISORS, LLC

6322 DEANE HILL DRIVE, KNOXVILLE, TN 37919CRD# 4602508Firm CRD# 123902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Ira Zivi · KNOXVILLE, TN

Registration

CRD #4602508 · NBZ INVESTMENT ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Ira Zivi is a registered financial advisor based in KNOXVILLE, Tennessee, affiliated with NBZ INVESTMENT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

NBZ INVESTMENT ADVISORS, LLC

AUM

$322M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NBZ INVESTMENT ADVISORS, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4602508

Firm CRD# 123902

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Ira Zivi offer?

Richard Ira Zivi specializes in Financial Planning, Investment Management. Contact their office in KNOXVILLE, Tennessee for a consultation.

What are Richard Ira Zivi's credentials?

Richard Ira Zivi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Ira Zivi located?

Richard Ira Zivi is based in KNOXVILLE, Tennessee, working with NBZ INVESTMENT ADVISORS, LLC. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.

How does Richard Ira Zivi charge for services?

Richard Ira Zivi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NBZ INVESTMENT ADVISORS, LLC?

NBZ INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $322M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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