Unclaimed Profile

Sherin Storm Whitfield

GAAM WEALTH ADVISORS, INC.·KINGSPORT, Tennessee

SIE, Series 7, Series 24, Series 63, Series 66Clean record17 years registeredGAAM WEALTH ADVISORS, INC.

SIX SHERIDAN SQUARE, KINGSPORT, TN 37660CRD# 4467322Firm CRD# 140446

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sherin Storm Whitfield · KINGSPORT, TN

Registration

CRD #4467322 · GAAM WEALTH ADVISORS, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GAAM WEALTH ADVISORS, INC.

CWM, LLC

Aug 2014 – Jul 2024

Johnson City, TN

GAAM WEALTH ADVISORS, INC.

May 2013 – Jul 2016

KINGSPORT, TN

LPL FINANCIAL LLC

Nov 2008 – Oct 2015

KINGSPORT, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · November 13, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GAAM WEALTH ADVISORS, INC.

CRD 140446 · SEC 801-78403

AUM

$17M

Regulatory assets under management

Employees

124 client accounts

Services offered by GAAM WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GAAM WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Sherin Storm Whitfield offer?

Sherin Storm Whitfield specializes in Financial Planning, Investment Management.

What are Sherin Storm Whitfield's credentials?

Sherin Storm Whitfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sherin Storm Whitfield located?

Sherin Storm Whitfield is based in KINGSPORT, Tennessee, last registered with GAAM WEALTH ADVISORS, INC..

How does Sherin Storm Whitfield charge for services?

Sherin Storm Whitfield's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GAAM WEALTH ADVISORS, INC.?

GAAM WEALTH ADVISORS, INC. has approximately 5 employees and manages $17M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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