Unclaimed Profile

Morris Gordon Nutt

TRINITY CAPITAL MANAGEMENT, LLC·GERMANTOWN, Tennessee

SIE, Series 7, Series 9, Series 10, Series 63Clean record22 years registeredTRINITY CAPITAL MANAGEMENT, LLC

1730 S. GERMANTOWN RD., GERMANTOWN, TN 38138CRD# 2891940Firm CRD# 289583

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Morris Gordon Nutt · GERMANTOWN, TN

Registration

CRD #2891940 · TRINITY CAPITAL MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

TCM

Sep 2017 – present

KINGSWOOD WEALTH ADVISORS, LLC

Oct 2019 – Apr 2023

Germantown, TN

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Oct 2017

CORDOVA, TN

RAYMOND JAMES FINANCIAL SERVICES

Mar 2004 – Jan 2009

CORDOVA, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Registration record

First registered · March 15, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRINITY CAPITAL MANAGEMENT, LLC

CRD 289583 · SEC 801-111684

AUM

$114M

Regulatory assets under management

Employees

740 client accounts

Services offered by TRINITY CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRINITY CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Morris Gordon Nutt offer?

Morris Gordon Nutt specializes in Financial Planning, Investment Management. Contact their office in GERMANTOWN, Tennessee for a consultation.

What are Morris Gordon Nutt's credentials?

Morris Gordon Nutt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Morris Gordon Nutt located?

Morris Gordon Nutt is based in GERMANTOWN, Tennessee, working with TRINITY CAPITAL MANAGEMENT, LLC. Their office serves clients in the GERMANTOWN metropolitan area and surrounding communities.

How does Morris Gordon Nutt charge for services?

Morris Gordon Nutt's firm is compensated through percentage of aum, hourly charges, subscription fees, other: share in third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRINITY CAPITAL MANAGEMENT, LLC?

TRINITY CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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