Unclaimed Profile

David Carl Jones

DAVID CARL JONES INVESTMENTS, L.L.C.·GERMANTOWN, Tennessee

SIE, Series 7, Series 24, Series 31, Series 63, Series 65Clean record25 years registeredDAVID CARL JONES INVESTMENTS, L.L.C.

3011 CENTRE OAK WAY, SUITE 101, GERMANTOWN, TN 38138CRD# 1208872Firm CRD# 148398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Carl Jones · GERMANTOWN, TN

Registration

CRD #1208872 · DAVID CARL JONES INVESTMENTS, L.L.C. · 25 years registered

Brand Profile

Not yet started

Career History

DCJ GLOBAL WEALTH MANAGEMENT

Nov 2008 – present

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Sep 2005 – Nov 2008

CORDOVA, TN

WACHOVIA SECURITIES, LLC

Dec 2000 – Sep 2005

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · December 15, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVID CARL JONES INVESTMENTS, L.L.C.

CRD 148398 · SEC 801-69659

AUM

$39M

Regulatory assets under management

Employees

158 client accounts

Services offered by DAVID CARL JONES INVESTMENTS, L.L.C.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DAVID CARL JONES INVESTMENTS, L.L.C. →

Introduction

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Frequently Asked Questions

What services does David Carl Jones offer?

David Carl Jones specializes in Investment Management, Fee-Only Advisory. Contact their office in GERMANTOWN, Tennessee for a consultation.

What are David Carl Jones's credentials?

David Carl Jones is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Carl Jones located?

David Carl Jones is based in GERMANTOWN, Tennessee, working with DAVID CARL JONES INVESTMENTS, L.L.C.. Their office serves clients in the GERMANTOWN metropolitan area and surrounding communities.

How does David Carl Jones charge for services?

David Carl Jones's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVID CARL JONES INVESTMENTS, L.L.C.?

DAVID CARL JONES INVESTMENTS, L.L.C. has approximately 1 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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