Unclaimed Profile

Laurie Ann Smith

SMITH WYND CAPITAL LLC·FRANKLIN, Tennessee

Clean recordSMITH WYND CAPITAL LLC

9000 CAROTHERS PKWY,, FRANKLIN, TN 37067CRD# 7993355Firm CRD# 333042

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laurie Ann Smith · FRANKLIN, TN

Registration

CRD #7993355 · SMITH WYND CAPITAL LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Laurie Ann Smith is a registered financial advisor based in FRANKLIN, Tennessee, affiliated with SMITH WYND CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SMITH WYND CAPITAL LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at SMITH WYND CAPITAL LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 7993355

Firm CRD# 333042

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Laurie Ann Smith offer?

Laurie Ann Smith specializes in Financial Planning, Investment Management. Contact their office in FRANKLIN, Tennessee for a consultation.

What are Laurie Ann Smith's credentials?

Laurie Ann Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laurie Ann Smith located?

Laurie Ann Smith is based in FRANKLIN, Tennessee, working with SMITH WYND CAPITAL LLC. Their office serves clients in the FRANKLIN metropolitan area and surrounding communities.

How does Laurie Ann Smith charge for services?

Laurie Ann Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH WYND CAPITAL LLC?

SMITH WYND CAPITAL LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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