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Claude Rudy Carmichael

CARMICHAEL CAPITAL, INC.·FRANKLIN, Tennessee
Series 1, Series 5, Series 7, Series 16, Series 63, Series 65Clean record30 years registeredCARMICHAEL CAPITAL, INC.
339 MAIN STREET - 2ND FLOOR, FRANKLIN, TN 37064CRD# 710241Firm CRD# 118468

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Claude Rudy Carmichael · FRANKLIN, TN
Registration
CRD #710241 · CARMICHAEL CAPITAL, INC. · 30 years registered
Brand Profile
Not yet started
01

Career History

Jun 1996present
02

Registrations & Exams

FINRA examinations passed
Series 1
Series 5
Series 7
Series 16
Series 63
Series 65
Registration record
First registered · June 19, 1996
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CARMICHAEL CAPITAL, INC.
CRD 118468 · SEC 801-129968
AUM
$113M
Regulatory assets under management
Employees
4
247 client accounts
Services offered by CARMICHAEL CAPITAL, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Claude Rudy Carmichael offer?
Claude Rudy Carmichael specializes in Investment Management, Fee-Only Advisory. Contact their office in FRANKLIN, Tennessee for a consultation.
What are Claude Rudy Carmichael's credentials?
Claude Rudy Carmichael is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Claude Rudy Carmichael located?
Claude Rudy Carmichael is based in FRANKLIN, Tennessee, working with CARMICHAEL CAPITAL, INC.. Their office serves clients in the FRANKLIN metropolitan area and surrounding communities.
How does Claude Rudy Carmichael charge for services?
Claude Rudy Carmichael's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARMICHAEL CAPITAL, INC.?
CARMICHAEL CAPITAL, INC. has approximately 4 employees and manages $113M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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