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Sharon Mills

RIVER ASSOCIATES INVESTMENTS (TN), LLC·CHATTANOOGA, Tennessee
Clean recordRIVER ASSOCIATES INVESTMENTS (TN), LLC
633 CHESTNUT STREET, CHATTANOOGA, TN 37450-1600CRD# 6014244Firm CRD# 158034

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sharon Mills · CHATTANOOGA, TN
Registration
CRD #6014244 · RIVER ASSOCIATES INVESTMENTS (TN), LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Sharon Mills is a registered financial advisor based in CHATTANOOGA, Tennessee, affiliated with RIVER ASSOCIATES INVESTMENTS (TN), LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
RIVER ASSOCIATES INVESTMENTS (TN), LLC
RIVER ASSOCIATES INVESTMENTS (TN), LLC
AUM
$775M
Regulatory assets under management
Employees
18
Total firm employees
Services
Pension consulting
04

Background

Compensation
Performance-based fees
Other: PERCENTAGE OF COMMITTED CAPITAL AND/OR INVESTED CAPITAL
Regulatory
SEC/IARD CRD# 6014244
Firm CRD# 158034
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sharon Mills offer?
Sharon Mills specializes in Retirement Planning. Contact their office in CHATTANOOGA, Tennessee for a consultation.
What are Sharon Mills's credentials?
Sharon Mills is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sharon Mills located?
Sharon Mills is based in CHATTANOOGA, Tennessee, working with RIVER ASSOCIATES INVESTMENTS (TN), LLC. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.
How does Sharon Mills charge for services?
Sharon Mills's firm is compensated through performance-based fees, other: percentage of committed capital and/or invested capital. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVER ASSOCIATES INVESTMENTS (TN), LLC?
RIVER ASSOCIATES INVESTMENTS (TN), LLC has approximately 18 employees and manages $775M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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