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George Holmes Patten Pettway

RIVER ASSOCIATES INVESTMENTS (TN), LLC·CHATTANOOGA, Tennessee
Clean recordRIVER ASSOCIATES INVESTMENTS (TN), LLC
633 CHESTNUT STREET, CHATTANOOGA, TN 37450-1600CRD# 5931449Firm CRD# 158034

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
George Holmes Patten Pettway · CHATTANOOGA, TN
Registration
CRD #5931449 · RIVER ASSOCIATES INVESTMENTS (TN), LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

George Holmes Patten Pettway is a registered financial advisor based in CHATTANOOGA, Tennessee, affiliated with RIVER ASSOCIATES INVESTMENTS (TN), LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
RIVER ASSOCIATES INVESTMENTS (TN), LLC
RIVER ASSOCIATES INVESTMENTS (TN), LLC
AUM
$775M
Regulatory assets under management
Employees
18
Total firm employees
View all advisors at RIVER ASSOCIATES INVESTMENTS (TN), LLC →
Services
Pension consulting
04

Background

Compensation
Performance-based fees
Other: PERCENTAGE OF COMMITTED CAPITAL AND/OR INVESTED CAPITAL
Regulatory
SEC/IARD CRD# 5931449
Firm CRD# 158034
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does George Holmes Patten Pettway offer?
George Holmes Patten Pettway specializes in Retirement Planning. Contact their office in CHATTANOOGA, Tennessee for a consultation.
What are George Holmes Patten Pettway's credentials?
George Holmes Patten Pettway is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is George Holmes Patten Pettway located?
George Holmes Patten Pettway is based in CHATTANOOGA, Tennessee, working with RIVER ASSOCIATES INVESTMENTS (TN), LLC. Their office serves clients in the CHATTANOOGA metropolitan area and surrounding communities.
How does George Holmes Patten Pettway charge for services?
George Holmes Patten Pettway's firm is compensated through performance-based fees, other: percentage of committed capital and/or invested capital. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVER ASSOCIATES INVESTMENTS (TN), LLC?
RIVER ASSOCIATES INVESTMENTS (TN), LLC has approximately 18 employees and manages $775M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIVER ASSOCIATES INVESTMENTS (TN), LLC

James Olan Mills
CHATTANOOGA, TN
Norma Mills
CHATTANOOGA, TN
Benjamin S Vyule
CHATTANOOGA, TN
George Holmes Patten Pettway
CHATTANOOGA, TN
John Marshall Jones
CHATTANOOGA, TN
Michael Dean Brookshire
CHATTANOOGA, TN

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Research
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