Unclaimed Profile

John Thomas Mills

WILLARD MILLS ADVISORY, LLC·BRENTWOOD, Tennessee

SIE, Series 6, Series 7, Series 7TO, Series 63, Series 6526 years registeredWILLARD MILLS ADVISORY, LLC

5120 VIRGINIA WAY SUITE C-22, BRENTWOOD, TN 37027CRD# 2359495Firm CRD# 281150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Thomas Mills · BRENTWOOD, TN

Registration

CRD #2359495 · WILLARD MILLS ADVISORY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WILLARD MILLS ADVISORY, LLC

FINTRUST CAPITAL ADVISORS, LLC

Oct 2019 – Jul 2021

GREENVILLE, SC

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Mar 2006

NEW YORK, NY

LEGG MASON WOOD WALKER INC

Jun 2000 – Feb 2006

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 63

Series 65

Registration record

First registered · June 9, 2000

Years registered · 26

Disclosure History

2000Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WILLARD MILLS ADVISORY, LLC

CRD 281150 · SEC 801-106518

AUM

$6M

Regulatory assets under management

Employees

1 client accounts

Services offered by WILLARD MILLS ADVISORY, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at WILLARD MILLS ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does John Thomas Mills offer?

John Thomas Mills specializes in Investment Management, Fee-Only Advisory.

What are John Thomas Mills's credentials?

John Thomas Mills is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Thomas Mills located?

John Thomas Mills is based in BRENTWOOD, Tennessee, last registered with WILLARD MILLS ADVISORY, LLC.

How does John Thomas Mills charge for services?

John Thomas Mills's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLARD MILLS ADVISORY, LLC?

WILLARD MILLS ADVISORY, LLC has approximately 2 employees and manages $6M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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