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Nicholas Alan Gates

ERNST CAPITAL ADVISORS LLC·SIOUX FALLS, South Dakota
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101 S REID STREET, SIOUX FALLS, SD 57103CRD# 6187910Firm CRD# 159082
01

About

Nicholas Alan Gates is a registered financial advisor based in SIOUX FALLS, South Dakota, affiliated with ERNST CAPITAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Fee-Only Advisory
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
ERNST CAPITAL ADVISORS LLC
ERNST CAPITAL ADVISORS LLC
AUM
$1M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at ERNST CAPITAL ADVISORS LLC →
Services
Portfolio management (individuals)
Pension consulting
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6187910
Firm CRD# 159082
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nicholas Alan Gates offer?
Nicholas Alan Gates specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in SIOUX FALLS, South Dakota for a consultation.
What are Nicholas Alan Gates's credentials?
Nicholas Alan Gates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Alan Gates located?
Nicholas Alan Gates is based in SIOUX FALLS, South Dakota, working with ERNST CAPITAL ADVISORS LLC. Their office serves clients in the SIOUX FALLS metropolitan area and surrounding communities.
How does Nicholas Alan Gates charge for services?
Nicholas Alan Gates's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ERNST CAPITAL ADVISORS LLC?
ERNST CAPITAL ADVISORS LLC has approximately 3 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SIOUX FALLS
Todd Michael Ernst — ERNST CAPITAL ADVISORS LLCRichard Lynn Martin — ERNST CAPITAL ADVISORS LLCNancy Ann Carlson — PROFESSIONAL FINANCIAL SERVICES, INC.Diana Marie Blair — SAGE CAPITAL ADVISORS, LLCMatthew Allen Johnson — SAGE CAPITAL ADVISORS, LLC
Nearby cities in South Dakota
WATERTOWN (9)RAPID CITY (6)ABERDEEN (3)MITCHELL (3)BROOKINGS (2)
City Guides
WATERTOWN GuideRAPID CITY GuideABERDEEN GuideMITCHELL GuideBROOKINGS Guide
Research
Advisor Fees in South DakotaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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