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Thomas Joel Dice

DICE FINANCIAL INVESTMENT ADVISORY, LLC·MITCHELL, South Dakota
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1716 N. SANBORN BLVD., MITCHELL, SD 57301CRD# 67204Firm CRD# 304424
01

About

Thomas Joel Dice is a registered financial advisor based in MITCHELL, South Dakota, affiliated with DICE FINANCIAL INVESTMENT ADVISORY, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
DICE FINANCIAL INVESTMENT ADVISORY, LLC
DICE FINANCIAL INVESTMENT ADVISORY, LLC
AUM
$141M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at DICE FINANCIAL INVESTMENT ADVISORY, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 67204
Firm CRD# 304424
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Joel Dice offer?
Thomas Joel Dice specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MITCHELL, South Dakota for a consultation.
What are Thomas Joel Dice's credentials?
Thomas Joel Dice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joel Dice located?
Thomas Joel Dice is based in MITCHELL, South Dakota, working with DICE FINANCIAL INVESTMENT ADVISORY, LLC. Their office serves clients in the MITCHELL metropolitan area and surrounding communities.
How does Thomas Joel Dice charge for services?
Thomas Joel Dice's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DICE FINANCIAL INVESTMENT ADVISORY, LLC?
DICE FINANCIAL INVESTMENT ADVISORY, LLC has approximately 5 employees and manages $141M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MITCHELL
Michael Lawrence Lebrun — DICE FINANCIAL INVESTMENT ADVISORY, LLCJacquelyn Dice Johnson — DICE FINANCIAL INVESTMENT ADVISORY, LLC
Nearby cities in South Dakota
SIOUX FALLS (45)WATERTOWN (9)RAPID CITY (6)ABERDEEN (3)BROOKINGS (2)
City Guides
SIOUX FALLS GuideWATERTOWN GuideRAPID CITY GuideABERDEEN GuideBROOKINGS Guide
Research
Advisor Fees in South DakotaNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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