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Jacquelyn Dice Johnson

DICE FINANCIAL INVESTMENT ADVISORY, LLC·MITCHELL, South Dakota
SIE, Series 7, Series 66CFPClean record23 years registeredDICE FINANCIAL INVESTMENT ADVISORY, LLC
1716 N. SANBORN BLVD., MITCHELL, SD 57301CRD# 4528003Firm CRD# 304424

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jacquelyn Dice Johnson · MITCHELL, SD
Registration
CRD #4528003 · DICE FINANCIAL INVESTMENT ADVISORY, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

OSAIC WEALTH, INC.
Apr 2021 – present
DICE FINANCIAL INVESTMENT ADVISORY, LLC
Dec 2019 – Dec 2021
MITCHELL, SD
DICE FINANCIAL INVESTMENT ADVISORY
Dec 2002 – Dec 2019
MITCHELL, SD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · December 10, 2002
Years registered · 23
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DICE FINANCIAL INVESTMENT ADVISORY, LLC
CRD 304424 · SEC 801-117441
AUM
$141M
Regulatory assets under management
Employees
5
86 client accounts
Services offered by DICE FINANCIAL INVESTMENT ADVISORY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DICE FINANCIAL INVESTMENT ADVISORY, LLC →
Introduction

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05

Frequently Asked Questions

What services does Jacquelyn Dice Johnson offer?
Jacquelyn Dice Johnson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MITCHELL, South Dakota for a consultation.
What are Jacquelyn Dice Johnson's credentials?
Jacquelyn Dice Johnson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Jacquelyn Dice Johnson located?
Jacquelyn Dice Johnson is based in MITCHELL, South Dakota, working with DICE FINANCIAL INVESTMENT ADVISORY, LLC. Their office serves clients in the MITCHELL metropolitan area and surrounding communities.
How does Jacquelyn Dice Johnson charge for services?
Jacquelyn Dice Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DICE FINANCIAL INVESTMENT ADVISORY, LLC?
DICE FINANCIAL INVESTMENT ADVISORY, LLC has approximately 5 employees and manages $141M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DICE FINANCIAL INVESTMENT ADVISORY, LLC

Michael Lawrence Lebrun
MITCHELL, SD
CFP
Thomas Joel Dice
MITCHELL, SD
CFPChFC

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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