Unclaimed Profile

Jere Edward Estes

DIVIDEND ASSETS CAPITAL, LLC·RIDGELAND, South Carolina

Series 7, Series 63, Series 65Clean record24 years registeredDIVIDEND ASSETS CAPITAL, LLC

58 RIVERWALK BLVD., RIDGELAND, SC 29936-8126CRD# 856535Firm CRD# 129973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jere Edward Estes · RIDGELAND, SC

Registration

CRD #856535 · DIVIDEND ASSETS CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC

Mar 2009 – Mar 2017

RIDGELAND, SC

DIVIDEND GROWTH ADVISORS

Sep 2004 – Dec 2007

CHERRY HILL, NJ

UVEST FINANCIAL SERVICES AND/OR COMPASS CAPITAL

Jun 2002 – Aug 2002

BRYN MAWR, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 26, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVIDEND ASSETS CAPITAL, LLC

CRD 129973 · SEC 801-62643

AUM

$566M

Regulatory assets under management

Employees

745 client accounts

Services offered by DIVIDEND ASSETS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DIVIDEND ASSETS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Jere Edward Estes offer?

Jere Edward Estes specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Jere Edward Estes's credentials?

Jere Edward Estes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jere Edward Estes located?

Jere Edward Estes is based in RIDGELAND, South Carolina, last registered with DIVIDEND ASSETS CAPITAL, LLC.

How does Jere Edward Estes charge for services?

Jere Edward Estes's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVIDEND ASSETS CAPITAL, LLC?

DIVIDEND ASSETS CAPITAL, LLC has approximately 9 employees and manages $566M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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