Unclaimed Profile

Charles Troy Shaver

DIVIDEND ASSETS CAPITAL, LLC·RIDGELAND, South Carolina

Series 1, Series 4, Series 5, Series 27, Series 40, Series 53, Series 63, Series 65Clean record18 years registeredDIVIDEND ASSETS CAPITAL, LLC

58 RIVERWALK BLVD., RIDGELAND, SC 29936-8126CRD# 420440Firm CRD# 129973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Troy Shaver · RIDGELAND, SC

Registration

CRD #420440 · DIVIDEND ASSETS CAPITAL, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC

Feb 2008 – Mar 2026

RIDGELAND, SC

Registrations & Exams

FINRA examinations passed

Series 1

Series 4

Series 5

Series 27

Series 40

Series 53

Series 63

Series 65

Registration record

First registered · February 4, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVIDEND ASSETS CAPITAL, LLC

CRD 129973 · SEC 801-62643

AUM

$566M

Regulatory assets under management

Employees

745 client accounts

Services offered by DIVIDEND ASSETS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DIVIDEND ASSETS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Troy Shaver offer?

Charles Troy Shaver specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Charles Troy Shaver's credentials?

Charles Troy Shaver is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Troy Shaver located?

Charles Troy Shaver is based in RIDGELAND, South Carolina, last registered with DIVIDEND ASSETS CAPITAL, LLC.

How does Charles Troy Shaver charge for services?

Charles Troy Shaver's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVIDEND ASSETS CAPITAL, LLC?

DIVIDEND ASSETS CAPITAL, LLC has approximately 9 employees and manages $566M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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