Unclaimed Profile

James Glenn Haley

DIVIDEND ASSETS CAPITAL, LLC·RIDGELAND, South Carolina

SIE, Series 7, Series 7TO, Series 31, Series 63, Series 65, Series 66CFPClean record24 years registeredDIVIDEND ASSETS CAPITAL, LLC

58 RIVERWALK BLVD., RIDGELAND, SC 29936-8126CRD# 2905149Firm CRD# 129973

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Glenn Haley · RIDGELAND, SC

Registration

CRD #2905149 · DIVIDEND ASSETS CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

FENIMORE SECURITIES, INC.

Jun 2026 – present

FENIMORE ASSET MANAGEMENT, INC.

Jan 2026 – present

DIVIDEND ASSETS CAPITAL, LLC

Apr 2017 – Dec 2025

RIDGELAND, SC

SUNTRUST ADVISORY SERVICES, INC.

Sep 2016 – Mar 2017

CHATTANOOGA, TN

SUNTRUST INVESTMENT SERVICES, INC.

Jan 2014 – Dec 2016

CHATTANOOGA, TN

ONEAMERICA SECURITIES, INC.

Sep 2010 – Apr 2011

BRENTWOOD, TN

CAP PARTNERS, LLC

Jun 2009 – Feb 2010

BRENTWOOD, TN

BANC OF AMERICA INVESTMENT SERVICES, INC.

Mar 2007 – Mar 2009

NASHVILLE, TN

BB&T INVESTMENT SERVICES, INC.

Mar 2005 – Mar 2007

KNOXVILLE, TN

INVEST FINANCIAL CORPORATION

Mar 2002 – Aug 2002

CHAPEL HILL, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 31

Series 63

Series 65

Series 66

Registration record

First registered · March 26, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVIDEND ASSETS CAPITAL, LLC

CRD 129973 · SEC 801-62643

AUM

$566M

Regulatory assets under management

Employees

745 client accounts

Services offered by DIVIDEND ASSETS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DIVIDEND ASSETS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does James Glenn Haley offer?

James Glenn Haley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in RIDGELAND, South Carolina for a consultation.

What are James Glenn Haley's credentials?

James Glenn Haley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Glenn Haley located?

James Glenn Haley is based in RIDGELAND, South Carolina, working with DIVIDEND ASSETS CAPITAL, LLC. Their office serves clients in the RIDGELAND metropolitan area and surrounding communities.

How does James Glenn Haley charge for services?

James Glenn Haley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVIDEND ASSETS CAPITAL, LLC?

DIVIDEND ASSETS CAPITAL, LLC has approximately 9 employees and manages $566M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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