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Stephen Darryl Carroll

CARROLL INVESTORS, INC.·MT PLEASANT, South Carolina
Clean recordCARROLL INVESTORS, INC.
1036 LANSING DR, MT PLEASANT, SC 29464CRD# 2804183Firm CRD# 311180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Darryl Carroll · MT PLEASANT, SC
Registration
CRD #2804183 · CARROLL INVESTORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Darryl Carroll is a registered financial advisor based in MT PLEASANT, South Carolina, affiliated with CARROLL INVESTORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
CARROLL INVESTORS, INC.
CARROLL INVESTORS, INC.
AUM
$150M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CARROLL INVESTORS, INC. →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2804183
Firm CRD# 311180
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Darryl Carroll offer?
Stephen Darryl Carroll specializes in Investment Management, Fee-Only Advisory. Contact their office in MT PLEASANT, South Carolina for a consultation.
What are Stephen Darryl Carroll's credentials?
Stephen Darryl Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Darryl Carroll located?
Stephen Darryl Carroll is based in MT PLEASANT, South Carolina, working with CARROLL INVESTORS, INC.. Their office serves clients in the MT PLEASANT metropolitan area and surrounding communities.
How does Stephen Darryl Carroll charge for services?
Stephen Darryl Carroll's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARROLL INVESTORS, INC.?
CARROLL INVESTORS, INC. has approximately 3 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in South Carolina
GREENVILLE (113)CHARLESTON (112)COLUMBIA (64)FORT MILL (31)MOUNT PLEASANT (28)FLORENCE (24)ROCK HILL (14)RIDGELAND (12)SPARTANBURG (10)WEST COLUMBIA (9)
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Research
Advisor Fees in South CarolinaNational Fee Analysis
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