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Maria Martino Howe

CARROLL INVESTORS, INC.·MT PLEASANT, South Carolina
SIE, Series 7, Series 66Clean record19 years registeredCARROLL INVESTORS, INC.
1036 LANSING DR, MT PLEASANT, SC 29464CRD# 5164889Firm CRD# 311180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Maria Martino Howe · MT PLEASANT, SC
Registration
CRD #5164889 · CARROLL INVESTORS, INC. · 19 years registered
Brand Profile
Not yet started
01

Career History

CARROLL INVESTORS, INC.
Jan 2021 – present
RAYMOND JAMES & ASSOCIATES, INC.
Feb 2013 – Dec 2020
MOUNT PLEASANT, SC
MORGAN KEEGAN & COMPANY, INC.
Dec 2008 – Feb 2013
CHARLESTON, SC
UBS FINANCIAL SERVICES INC.
Jan 2007 – Dec 2008
CHARLESTON, SC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · January 8, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CARROLL INVESTORS, INC.
CRD 311180 · SEC 801-119870
AUM
$150M
Regulatory assets under management
Employees
3
190 client accounts
Services offered by CARROLL INVESTORS, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CARROLL INVESTORS, INC. →
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05

Frequently Asked Questions

What services does Maria Martino Howe offer?
Maria Martino Howe specializes in Investment Management, Fee-Only Advisory. Contact their office in MT PLEASANT, South Carolina for a consultation.
What are Maria Martino Howe's credentials?
Maria Martino Howe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Maria Martino Howe located?
Maria Martino Howe is based in MT PLEASANT, South Carolina, working with CARROLL INVESTORS, INC.. Their office serves clients in the MT PLEASANT metropolitan area and surrounding communities.
How does Maria Martino Howe charge for services?
Maria Martino Howe's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARROLL INVESTORS, INC.?
CARROLL INVESTORS, INC. has approximately 3 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CARROLL INVESTORS, INC.

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MT PLEASANT, SC

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Nearby cities in South Carolina
GREENVILLE (88)CHARLESTON (52)COLUMBIA (48)FORT MILL (24)MOUNT PLEASANT (22)GREENWOOD (9)ROCK HILL (9)SPARTANBURG (8)SENECA (8)BLUFFTON (7)
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