Unclaimed Profile

Michael Anson Herman

APOLLON WEALTH MANAGEMENT, LLC·MOUNT PLEASANT, South Carolina

SIE, Series 3, Series 4, Series 7, Series 7TO, Series 24, Series 31, Series 52TO, Series 53, Series 63, Series 65Clean record22 years registeredAPOLLON WEALTH MANAGEMENT, LLC

835 COLEMAN BLVD, MOUNT PLEASANT, SC 29464CRD# 2787565Firm CRD# 291902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anson Herman · MOUNT PLEASANT, SC

Registration

CRD #2787565 · APOLLON WEALTH MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

APOLLON FINANCIAL, LLC

Sep 2022 – present

APOLLON WEALTH MANAGEMENT, LLC

Jan 2022 – present

PFE ADVISORS, INC.

Dec 2013 – Sep 2020

Newport Beach, CA

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

May 2009 – Dec 2021

NEWPORT BEACH, CA

STRATEGIC WEALTH ADVISORS GROUP

Sep 2006 – Oct 2008

SAN MATEO, CA

FSC SECURITIES CORPORATION

Feb 2006 – Oct 2008

SAN MATEO, CA

CITICORP INVESTMENT SERVICES

Mar 2004 – May 2006

FOUNTAIN VALLEY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 7TO

Series 24

Series 31

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · March 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD 291902 · SEC 801-112350

AUM

$5.5B

Regulatory assets under management

Employees

167

15,301 client accounts

Services offered by APOLLON WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at APOLLON WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Anson Herman offer?

Michael Anson Herman specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in MOUNT PLEASANT, South Carolina for a consultation.

What are Michael Anson Herman's credentials?

Michael Anson Herman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Anson Herman located?

Michael Anson Herman is based in MOUNT PLEASANT, South Carolina, working with APOLLON WEALTH MANAGEMENT, LLC. Their office serves clients in the MOUNT PLEASANT metropolitan area and surrounding communities.

How does Michael Anson Herman charge for services?

Michael Anson Herman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APOLLON WEALTH MANAGEMENT, LLC?

APOLLON WEALTH MANAGEMENT, LLC has approximately 167 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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