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Samuel Wayne Gamble

SAOS CAPITAL, LLC·MOUNT PLEASANT, South Carolina
Clean recordSAOS CAPITAL, LLC
410 MILL ST, MOUNT PLEASANT, SC 29464CRD# 5295335Firm CRD# 159515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Wayne Gamble · MOUNT PLEASANT, SC
Registration
CRD #5295335 · SAOS CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Samuel Wayne Gamble is a registered financial advisor based in MOUNT PLEASANT, South Carolina, affiliated with SAOS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SAOS CAPITAL, LLC
SAOS CAPITAL, LLC
AUM
$169M
Regulatory assets under management
Employees
4
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5295335
Firm CRD# 159515
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Samuel Wayne Gamble offer?
Samuel Wayne Gamble specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MOUNT PLEASANT, South Carolina for a consultation.
What are Samuel Wayne Gamble's credentials?
Samuel Wayne Gamble is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Wayne Gamble located?
Samuel Wayne Gamble is based in MOUNT PLEASANT, South Carolina, working with SAOS CAPITAL, LLC. Their office serves clients in the MOUNT PLEASANT metropolitan area and surrounding communities.
How does Samuel Wayne Gamble charge for services?
Samuel Wayne Gamble's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAOS CAPITAL, LLC?
SAOS CAPITAL, LLC has approximately 4 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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