Unclaimed Profile

Samuel Wayne Gamble

SAOS CAPITAL, LLC·MOUNT PLEASANT, South Carolina

SIE, Series 7, Series 63, Series 66Clean record16 years registeredSAOS CAPITAL, LLC

410 MILL ST, MOUNT PLEASANT, SC 29464CRD# 5295335Firm CRD# 159515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Wayne Gamble · MOUNT PLEASANT, SC

Registration

CRD #5295335 · SAOS CAPITAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

SAOS CAPITAL, LLC

Nov 2012 – present

LPL FINANCIAL LLC

Apr 2010 – Feb 2012

MT PLEASANT, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · April 19, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SAOS CAPITAL, LLC

CRD 159515 · SEC 801-72927

AUM

$169M

Regulatory assets under management

Employees

1,323 client accounts

Services offered by SAOS CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SAOS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Samuel Wayne Gamble offer?

Samuel Wayne Gamble specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MOUNT PLEASANT, South Carolina for a consultation.

What are Samuel Wayne Gamble's credentials?

Samuel Wayne Gamble is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Wayne Gamble located?

Samuel Wayne Gamble is based in MOUNT PLEASANT, South Carolina, working with SAOS CAPITAL, LLC. Their office serves clients in the MOUNT PLEASANT metropolitan area and surrounding communities.

How does Samuel Wayne Gamble charge for services?

Samuel Wayne Gamble's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAOS CAPITAL, LLC?

SAOS CAPITAL, LLC has approximately 4 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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