Unclaimed Profile

Jeffrey Peter Carlson

APOLLON WEALTH MANAGEMENT, LLC·MOUNT PLEASANT, South Carolina

SIE, Series 6, Series 7, Series 63, Series 66CFP ChFCClean record20 years registeredAPOLLON WEALTH MANAGEMENT, LLC

835 COLEMAN BLVD, MOUNT PLEASANT, SC 29464CRD# 4277807Firm CRD# 291902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Peter Carlson · MOUNT PLEASANT, SC

Registration

CRD #4277807 · APOLLON WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APOLLON WEALTH MANAGEMENT, LLC

APOLLON WEALTH MANAGEMENT, LLC

Feb 2018 – Jun 2020

Charlotte, NC

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Feb 2006 – Sep 2016

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · February 9, 2006

Years registered · 20

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD 291902 · SEC 801-112350

AUM

$5.5B

Regulatory assets under management

Employees

167

15,301 client accounts

Services offered by APOLLON WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at APOLLON WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Peter Carlson offer?

Jeffrey Peter Carlson specializes in Financial Planning, Investment Management, Retirement Planning.

What are Jeffrey Peter Carlson's credentials?

Jeffrey Peter Carlson holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeffrey Peter Carlson located?

Jeffrey Peter Carlson is based in MOUNT PLEASANT, South Carolina, last registered with APOLLON WEALTH MANAGEMENT, LLC.

How does Jeffrey Peter Carlson charge for services?

Jeffrey Peter Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APOLLON WEALTH MANAGEMENT, LLC?

APOLLON WEALTH MANAGEMENT, LLC has approximately 167 employees and manages $5.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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