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Gregory Gates

LPL FINANCIAL LLC·FORT MILL, South Carolina
Unclaimed Profile
1055 LPL WAY, FORT MILL, SC 29715CRD# 7069201Firm CRD# 6413
01

About

Gregory Gates is a registered financial advisor based in FORT MILL, South Carolina, affiliated with LPL FINANCIAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
LPL FINANCIAL LLC
LPL FINANCIAL LLC
AUM
$463.5B
Regulatory assets under management
Employees
35841
Total firm employees
View all advisors at LPL FINANCIAL LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 7069201
Firm CRD# 6413
12 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gregory Gates offer?
Gregory Gates specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.
What are Gregory Gates's credentials?
Gregory Gates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Gates located?
Gregory Gates is based in FORT MILL, South Carolina, working with LPL FINANCIAL LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.
How does Gregory Gates charge for services?
Gregory Gates's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LPL FINANCIAL LLC?
LPL FINANCIAL LLC has approximately 35841 employees and manages $463.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in FORT MILL
Dan Hogan Jr Arnold — LPL FINANCIAL LLCSallie Rebecca Larsen — LPL FINANCIAL LLCJames Mchale — LPL FINANCIAL LLCGary Bryan Carrai — FORTIGENT, LLCAllison Marie Bevacqua — FORTIGENT, LLC
Nearby cities in South Carolina
GREENVILLE (113)CHARLESTON (112)COLUMBIA (64)MOUNT PLEASANT (28)FLORENCE (24)
City Guides
GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideMOUNT PLEASANT GuideFLORENCE Guide
Research
Advisor Fees in South CarolinaNational Fee Analysis
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