Unclaimed Profile

Gregory Gates

LPL FINANCIAL LLC·FORT MILL, South Carolina

LPL FINANCIAL LLC

1055 LPL WAY, FORT MILL, SC 29715CRD# 7069201Firm CRD# 6413

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Gates · FORT MILL, SC

Registration

CRD #7069201 · LPL FINANCIAL LLC

Brand Profile

Not yet started

Disclosure history

12 disclosures on file · See FINRA BrokerCheck for full record

About

Gregory Gates is a registered financial advisor based in FORT MILL, South Carolina, affiliated with LPL FINANCIAL LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

LPL FINANCIAL LLC

AUM

$463.5B

Regulatory assets under management

Employees

35841

Total firm employees

View all advisors at LPL FINANCIAL LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 7069201

Firm CRD# 6413

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Gregory Gates offer?

Gregory Gates specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT MILL, South Carolina for a consultation.

What are Gregory Gates's credentials?

Gregory Gates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Gates located?

Gregory Gates is based in FORT MILL, South Carolina, working with LPL FINANCIAL LLC. Their office serves clients in the FORT MILL metropolitan area and surrounding communities.

How does Gregory Gates charge for services?

Gregory Gates's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LPL FINANCIAL LLC?

LPL FINANCIAL LLC has approximately 35841 employees and manages $463.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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